Blue Sky State Filing Fees

Blue Sky State Filing Fees

Blue Sky laws are state-level securities regulations that govern how offerings are made to investors within each state. When raising capital under Reg D, a notice filing is required in each state where securities are sold. Filing fees, deadlines, and requirements vary by state.

Blue Sky laws are state-level securities regulations that govern how offerings are made to investors within each state. When raising capital under Reg D, a notice filing is required in each state where securities are sold. Filing fees, deadlines, and requirements vary by state.

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Blue Sky Fees

Blue Sky Fees

State-by-state filing fees for securities offerings. Blue Sky laws are state regulations designed to protect investors against securities fraud.

State-by-state filing fees for securities offerings. Blue Sky laws are state regulations designed to protect investors against securities fraud.

State

State

State

Code

Code

Code

Fixed Fee

Fixed Fee

Fixed Fee

Fee Type

Fee Type

Fee Type

When to file

When to file

When to file

Alabama

Alabama

AL

AL

$300

$300

Fixed

Fixed

Within 15 days

Within 15 days

Alaska

Alaska

AK

AK

-

-

None

None

Within 15 days

Within 15 days

Arizona

Arizona

AZ

AZ

-

-

Variable

Variable

Within 15 days

Within 15 days

Arkansas

Arkansas

AR

AR

$250

$250

Fixed

Fixed

Within 15 days

Within 15 days

California

California

CA

CA

$300

$300

Fixed + Variable

Fixed + Variable

Within 15 days

Within 15 days

Colorado

Colorado

CO

CO

$200

$200

Fixed

Fixed

Within 15 days

Within 15 days

Connecticut

Connecticut

CT

CT

-

-

Variable

Variable

Within 15 days

Within 15 days

Delaware

Delaware

DE

DE

$150

$150

Fixed

Fixed

Within 15 days

Within 15 days

Florida

Florida

FL

FL

-

-

Variable

Variable

Within 15 days

Within 15 days

Georgia

Georgia

GA

GA

$250

$250

Fixed

Fixed

Within 15 days

Within 15 days

Hawaii

Hawaii

HI

HI

$100

$100

Fixed

Fixed

Within 15 days

Within 15 days

Idaho

Idaho

ID

ID

$200

$200

Fixed

Fixed

Within 15 days

Within 15 days

Illinois

Illinois

IL

IL

-

-

Variable

Variable

Within 15 days

Within 15 days

Indiana

Indiana

IN

IN

$500

$500

Fixed

Fixed

Within 15 days

Within 15 days

Iowa

Iowa

IA

IA

$300

$300

Fixed

Fixed

Within 15 days

Within 15 days

Kansas

Kansas

KA

KA

$250

$250

Fixed

Fixed

Within 15 days

Within 15 days

Kentucky

Kentucky

KY

KY

$250

$250

Fixed

Fixed

Within 15 days

Within 15 days

Louisiana

Louisiana

LA

LA

$300

$300

Fixed

Fixed

Within 15 days

Within 15 days

Maine

Maine

ME

ME

$300

$300

Fixed

Fixed

Within 15 days

Within 15 days

Maryland

Maryland

MD

MD

$100

$100

Fixed + Variable

Fixed + Variable

Within 15 days

Within 15 days

Massachusetts

Massachusetts

MA

MA

-

-

Variable

Variable

Within 15 days

Within 15 days

Michigan

Michigan

MI

MI

$100

$100

Fixed

Fixed

Within 15 days

Within 15 days

Minnesota

Minnesota

MN

MN

$200

$200

Fixed

Fixed

Within 15 days

Within 15 days

Mississippi

Mississippi

MS

MS

$200

$200

Fixed

Fixed

Within 15 days

Within 15 days

Missouri

Missouri

MO

MO

$100

$100

Fixed

Fixed

Within 15 days

Within 15 days

Montana

Montana

MT

MT

$200

$200

Fixed

Fixed

Within 15 days

Within 15 days

Nebraska

Nebraska

NE

NE

$200

$200

Fixed

Fixed

Within 15 days

Within 15 days

Nevada

Nevada

NV

NV

$500

$500

Fixed

Fixed

Within 15 days

Within 15 days

New Hampshire

New Hampshire

NH

NH

$350

$350

Fixed

Fixed

Within 15 days

Within 15 days

New Jersey

New Jersey

NJ

NJ

-

-

Variable

Variable

Within 15 days

Within 15 days

New Mexico

New Mexico

NM

NM

$350

$350

Fixed

Fixed

Within 15 days

Within 15 days

New York

New York

NY

NY

-

-

Variable

Variable

Within 15 days

Within 15 days

North Carolina

North Carolina

NC

NC

$350

$350

Fixed

Fixed

Within 15 days

Within 15 days

North Dakota

North Dakota

ND

ND

$100

$100

Fixed

Fixed

Within 15 days

Within 15 days

Ohio

Ohio

OH

OH

$100

$100

Fixed

Fixed

Within 15 days

Within 15 days

Oklahoma

Oklahoma

OK

OK

$250

$250

Fixed

Fixed

Within 15 days

Within 15 days

Oregon

Oregon

OR

OR

$250

$250

Fixed

Fixed

Within 15 days

Within 15 days

Pennsylvania

Pennsylvania

PA

PA

-

-

Variable

Variable

Within 15 days

Within 15 days

Rhode Island

Rhode Island

RI

RI

$300

$300

Fixed

Fixed

Within 15 days

Within 15 days

South Carolina

South Carolina

SC

SC

$300

$300

Fixed

Fixed

Within 15 days

Within 15 days

South Dakota

South Dakota

SD

SD

$250

$250

Fixed

Fixed

Within 15 days

Within 15 days

Tennessee

Tennessee

TN

TN

$500

$500

Fixed

Fixed

Within 15 days

Within 15 days

Texas

Texas

TX

TX

-

-

Variable

Variable

Within 15 days

Within 15 days

Utah

Utah

UT

UT

$200

$200

Fixed

Fixed

Within 15 days

Within 15 days

Vermont

Vermont

VT

VT

$600

$600

Fixed

Fixed

Within 15 days

Within 15 days

Virginia

Virginia

VA

VA

$250

$250

Fixed

Fixed

Within 15 days

Within 15 days

Washington

Washington

WA

WA

$300

$300

Fixed

Fixed

Within 15 days

Within 15 days

West Virginia

West Virginia

WV

WV

$200

$200

Fixed

Fixed

Within 15 days

Within 15 days

Wisconsin

Wisconsin

WI

WI

$200

$200

Fixed

Fixed

Within 15 days

Within 15 days

Wyoming

Wyoming

WY

WY

-

-

None

None

Within 15 days

Within 15 days

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Allocations secondary market is operated through Allocations Securities, LLC dba AllocationsX, member FINRA/SIPC. To check this firm on BrokerCheck, click on the following link: here. The main FINRA website can be accessed through this link: here. Allocations Securities, LLC is a wholly owned subsidiary of Allocations, Inc.

Copyright © Allocations Inc

SOCIAL MEDIA

Allocations secondary market is operated through Allocations Securities, LLC dba AllocationsX, member FINRA/SIPC. To check this firm on BrokerCheck, click on the following link: here. The main FINRA website can be accessed through this link: here. Allocations Securities, LLC is a wholly owned subsidiary of Allocations, Inc.

Copyright © Allocations Inc

SOCIAL MEDIA

Allocations secondary market is operated through Allocations Securities, LLC dba AllocationsX, member FINRA/SIPC. To check this firm on BrokerCheck, click on the following link: here. The main FINRA website can be accessed through this link: here. Allocations Securities, LLC is a wholly owned subsidiary of Allocations, Inc.

Copyright © Allocations Inc